Performance and supervision of audits, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting processes and procedures
Planning, implementing, and maintaining all compliance requirements of the organization
Recommends new procedures and controls as needed. Work with senior management on key business initiatives, projects and control weaknesses, process improvements, moreover compliance with regulatory requirements to ensure a proper internal control environment is maintained.
Monitor progress of multiple simultaneous projects and take necessary action to meet target completion dates and ensure timely completion of audit reports
Provide direction to audit staff on audit engagements which includes, but is not limited to, preparing risk assessments, audit work plans, audit programs, audit testing and internal audit reports
Oversee audit staff during audits and control consulting engagements that evaluate corporate management, business processes, business controls, risk assessments and operating practices globally
Performs critical project management duties in the planning, scheduling, coordinating, reviewing and reporting of the work of audit teams for multiple concurrent projects
Coordinate follow up with the team on audit findings and action plans to ensure timely implementation and completion.
Lead management discussions throughout all phases of the audit process i.e. planning, field work and reporting, including key audit status meetings, fieldwork closing and audit exit meetings.
Develop and maintain productive working relationships with the team, business unit management and leaders.
Planning of Audit and researching on different industries and regulatory environment of the Group, identifying key risks and determining the appropriate audit approach.
Ensure compliance with quality control standards and agreed budgets and timeliness
Preparing financial statements and management/internal control report.
Skills required for the job:
8+ years of internal auditing experience
Qualified CA / CMA / CPA or CIA preferred
Considerable knowledge of the Standards for the Professional Practice of Internal Auditing
Demonstrated experience with internal controls assessment, risk assessment, internal audit planning and execution effectiveness and internal control design, as well as business process flow understanding
Specialized experience auditing business processes within the financial services industry
Effective team builder with strong leadership and communication skills
Demonstrated ability to effectively manage complex or multi-functional audits
Demonstrated ability to have a positive interaction with management and work across departmental lines in order to effectively execute audits
Strong project management skills, with the ability to multi-task and manage competing priorities